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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-24
IL RA APPROVED 2017-10-17
  • TX RA
    APPROVED
    Since 2026-03-24
  • IL RA
    APPROVED
    Since 2017-10-17

Branch Locations

306 South Locust Street, Pana, IL 62557 • United States

600 West Spresser, Taylorville, IL 62568 • United States

1000 W Fayette Ave Suite H, Effingham, IL 62401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Centers Of America Pana IL 11/2006 10/2017
Endurance Capital Pana IL 10/2015 Present
Commonwealth Financial Network Waltham MA 10/2017 Present
  • 11/2006 → 10/2017
    Investment Centers Of America
    Pana, IL
  • 10/2015 → Present
    Endurance Capital
    Pana, IL
  • 10/2017 → Present
    Waltham, MA
Previous Registrations
  • 2007-01-31 → 2017-10-17
    Investment Centers Of America, Inc.
    Taylorville, IL
    Pana, IL
    Effingham, IL
    Dieterich, IL
    Newton, IL
    Effingham, IL
    Belleville, IL
    Red Bud, IL
    Effingham, IL
    St Elmo, IL
Other Businesses

1. Fixed Insurance Sales; As of 10/17/2017; Approximately 10% time spent during securities trading hours per month; Conducted at branch location; Investment related. 2. Owner/CEO, Endurance Capital, a private entity established to facilitate securities, advisory, and insurance business; Located at 3922 East Lakeshore Drive, Taylorville, IL 62568, as of 09/19/2017; Approximately 100% time spent during securities trading hours per month; Conducted at branch location; Investment related. 3. Coach, Taylorville Junior High Cross Country and Track, Coach of the teams for school, Located Taylorville, IL, as of 07/01/2021 Approximately 0 % time spent during business hours; Not Conducted at branch location; Not Investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-26
  • S66 Uniform Combined State Law Examination
    2007-01-26
Designations

View on SEC IAPD

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