Chad B Sutton

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2006 → 10/2017
  Investment Centers Of America
  Pana, IL
• 10/2015 → Present
  Endurance Capital
  Pana, IL
• 10/2017 → Present
  Commonwealth Financial Network
  Waltham, MA

Previous Registrations

• 2007-01-31 → 2017-10-17
  Investment Centers Of America, Inc.
  Taylorville, IL
  Pana, IL
  Effingham, IL
  Dieterich, IL
  Newton, IL
  Effingham, IL
  Belleville, IL
  Red Bud, IL
  Effingham, IL
  St Elmo, IL

Other Businesses

1. Fixed Insurance Sales; As of 10/17/2017; Approximately 10% time spent during securities trading hours per month; Conducted at branch location; Investment related. 2. Owner/CEO, Endurance Capital, a private entity established to facilitate securities, advisory, and insurance business; Located at 3922 East Lakeshore Drive, Taylorville, IL 62568, as of 09/19/2017; Approximately 100% time spent during securities trading hours per month; Conducted at branch location; Investment related. 3. Coach, Taylorville Junior High Cross Country and Track, Coach of the teams for school, Located Taylorville, IL, as of 07/01/2021 Approximately 0 % time spent during business hours; Not Conducted at branch location; Not Investment related.

Exams

• S66 Uniform Combined State Law Examination
  2007-01-26

Designations

• Certified Financial Planner