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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2020-07-23
  • IL RA
    APPROVED
    Since 2020-07-23

Branch Locations

306 South Locust Street, Pana, IL 62557 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dieterich Bank Dieterich IL 12/2003 12/2022
Commonwealth Financial Network Waltham MA 02/2018 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-17
  • S66 Uniform Combined State Law Examination
    2018-10-17
Other Names
  • Kristen M Wendt

View on SEC IAPD

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