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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-03-13 |
| WA | RA | APPROVED | 2023-01-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Seattle | WA | 12/2022 | Present |
| J.P. Morgan Securities Llc | Seattle | WA | 12/2022 | Present |
| Rltw Fitness Llc D/B/A/ F45 Training Park Slope | Brooklyn | NY | 05/2022 | 10/2022 |
| Crossfit South Brooklyn | Brooklyn | NY | 06/2022 | 11/2022 |
| Winston Art Group | New York | NY | 08/2019 | 03/2022 |
| Christie'S Education | New York | NY | 09/2017 | 12/2018 |
| Solomon Page | New York | NY | 03/2019 | 05/2019 |
| Linda Werner & Associates Inc | Seattle | WA | 12/2016 | 07/2017 |
| Unemployed | Seattle | WA | 08/2016 | 11/2016 |
| Unemployed | Seattle | WA | 08/2017 | 08/2017 |
| Unemployed | Brooklyn | NY | 01/2019 | 02/2019 |
| Unemployed | Brooklyn | NY | 06/2019 | 07/2019 |
| Unemployed | Brooklyn | NY | 04/2022 | 04/2022 |
Entity Name: Henry Gallery Association Investment related: No Address: https://henryart.org/ 15th Ave NE & NE 41st St Seattle, WA 98195 Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 09/01/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Secretary (taking notes) Finance committee: budget approval
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-01-30 |
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