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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2026-01-05
  • WA RA
    APPROVED
    Since 2026-01-05

Branch Locations

999 3Rd Ave 40Th Fl [Wh/Wk-Rbo], Seattle, WA 98104 • United States

10225 Gravelly Lake Dr Sw, Lakewood, WA 98499 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Tacoma WA 12/2022 10/2025
Jpmorgan Chase Bank, N.A. Tacoma WA 12/2022 10/2025
Boeing Employees Credit Union Tukwila WA 01/2021 11/2022
Bath & Body Works, Llc Reynoldsburg OH 10/2018 11/2018
Starbucks Coffee Company Seattle WA 03/2017 11/2017
Jpmorgan Chase Bank, N.A. Federal Way WA 11/2017 12/2020
Cutters Point Coffee Kent WA 06/2016 03/2017
Wells Fargo Clearing Services, Llc Lakewood WA 11/2025 Present
Wells Fargo Bank, Na Lakewood WA 10/2025 Present
  • 12/2022 → 10/2025
    J.P. Morgan Securities Llc
    Tacoma, WA
  • 12/2022 → 10/2025
    Jpmorgan Chase Bank, N.A.
    Tacoma, WA
  • 01/2021 → 11/2022
    Boeing Employees Credit Union
    Tukwila, WA
  • 10/2018 → 11/2018
    Bath & Body Works, Llc
    Reynoldsburg, OH
  • 03/2017 → 11/2017
    Starbucks Coffee Company
    Seattle, WA
  • 11/2017 → 12/2020
    Jpmorgan Chase Bank, N.A.
    Federal Way, WA
  • 06/2016 → 03/2017
    Cutters Point Coffee
    Kent, WA
  • 11/2025 → Present
    Lakewood, WA
  • 10/2025 → Present
    Wells Fargo Bank, Na
    Lakewood, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-01-03
S63 Uniform Securities Agent State Law Examination 2023-03-21
  • S65 Uniform Investment Adviser Law Examination
    2026-01-03
  • S63 Uniform Securities Agent State Law Examination
    2023-03-21
Other Names
  • Alex Tapia-Alvarado

View on SEC IAPD

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