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Bennett P Broeske

LPl Financial LLC

Fond Du Lac, WI

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2023-11-15
  • WI RA
    APPROVED
    Since 2023-11-15

Branch Locations

1080 S Main St, Fond Du Lac, WI 54935 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Fond Du Lac WI 12/2022 Present
St. Norbert College De Pere WI 08/2019 05/2023
Lomira High School Lomria WI 09/2008 05/2019
  • 12/2022 → Present
    Lpl Financial Llc
    Fond Du Lac, WI
  • 08/2019 → 05/2023
    St. Norbert College
    De Pere, WI
  • 09/2008 → 05/2019
    Lomira High School
    Lomria, WI
Other Businesses

1) 08/2023 - Lakeside Wealth Management, LLC / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-14
  • S66 Uniform Combined State Law Examination
    2023-11-14
Other Names
  • Bennett Broeske

View on SEC IAPD

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Other Offices

RBC CAPITAL MARKETS, LLC · Fond Du Lac, WI
U.S. BANCORP ADVISORS, LLC · Fond du Lac, WI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Fond Du Lac, WI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Fort Du Lac, WI
J.P. MORGAN SECURITIES LLC · FOND DU LAC, WI
LPL FINANCIAL LLC · FOND DU LAC, WI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · FOND DU LAC, WI
EDWARD JONES · FOND DU LAC, WI

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