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David Aubrey Chrisman

Edward Jones

St. Louis, MO

Sierra Madre, CA

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-10-31
MO RA APPROVED 2024-09-09
  • CA RA
    APPROVED
    Since 2024-10-31
  • MO RA
    APPROVED
    Since 2024-09-09

Branch Locations

12555 Manchester Road, St. Louis, MO 63131 • United States

Sierra Madre, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Quadrant Pasadena CA 01/2000 03/2022
Alpha Technologies Capital Management Llc Pasadena CA 04/2022 04/2023
Edward Jones St Louis MO 05/2023 Present
  • 01/2000 → 03/2022
    First Quadrant
    Pasadena, CA
  • 04/2022 → 04/2023
    Alpha Technologies Capital Management Llc
    Pasadena, CA
  • 05/2023 → Present
    Edward Jones
    St Louis, MO
Previous Registrations
  • 2023-01-12 → 2023-06-01
    Alpha Technologies Capital Management, Llc
    Pasadena, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-01-18
  • S63 Uniform Securities Agent State Law Examination
    2024-01-18
Designations

View on SEC IAPD

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