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255 East Fifth St. Suite 3000, Cincinnati, OH 45202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2023-03-14 |
Branch Locations
255 East Fifth St. Suite 3000, Cincinnati, OH 45202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Quadrant Capital Group Llc | Cincinnati | OH | 11/2019 | Present |
| University Of Cincinnati | Cincinnati | OH | 10/2015 | 11/2019 |
Entity/Business Name: University of Cincinnati's Johnson Investment Counsel Student-Managed Fund; Investment related (Y/N): Y; Address: 2600 Clifton Avenue, Cincinnati, OH 45221; Nature of the Business: UC Lindner College of Business Student-managed Fund Position/Title/Relationship: Member/mentor to the Student Fund Investment Committee; Start Date: January 2025; Approximate # of hours a month: nominal; Approximate # of hours during trading hours: nominal; Compensated (Y/N)? N; Briefly describe your duties: Mentor students
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-03-03 |
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