Carter Moffitt

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
UT	RA	APPROVED	2026-06-17

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Fidelity Investments	American Fork	UT	12/2022	12/2024
Zions Bank	Lehi	UT	02/2022	11/2022
Mx Powerplay	Salem	UT	01/2022	02/2022
Rocky Mountain Atv/Mc	Payson	UT	05/2017	02/2021
Nebo School District	Payson	UT	10/2016	05/2017
Payson High School	Payson	UT	08/2016	05/2019
Utah Valley University	Orem	UT	08/2017	05/2025
Gwn Securities Inc./ Black Ridge Wealth Management	Palm Beach Gardens	FL	01/2025	05/2026
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Provo	UT	05/2026	Present
Bank Of America, N.A.	Provo	UT	06/2026	Present

12/2022 → 12/2024

Fidelity Investments

American Fork, UT
02/2022 → 11/2022

Zions Bank

Lehi, UT
01/2022 → 02/2022

Mx Powerplay

Salem, UT
05/2017 → 02/2021

Rocky Mountain Atv/Mc

Payson, UT
10/2016 → 05/2017

Nebo School District

Payson, UT
08/2016 → 05/2019

Payson High School

Payson, UT
08/2017 → 05/2025

Utah Valley University

Orem, UT
01/2025 → 05/2026

Gwn Securities Inc./ Black Ridge Wealth Management

Palm Beach Gardens, FL
05/2026 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Provo, UT
06/2026 → Present

Bank Of America, N.A.

Provo, UT

2025-02-03 → 2026-05-29

Gwn Securities Inc.

South Jordan, UT

Palm Beach Gardens, FL

Palm Beach Gardens, FL
2023-12-19 → 2024-12-19

Fidelity Personal And Workplace Advisors

Salt Lake City, UT

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-11-29
S63	Uniform Securities Agent State Law Examination	2023-04-04

Other Firms