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Stephen Joseph Smith

Smith Asset Management Co., LLC

Chiefland, FL

CRD 7672535

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Employer firm

Smith Asset Management Co., LLC CRD 127684

$281M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Smith Asset Management Co., Llc

322 East Park Avenue, Chiefland, FL 32626 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-04-21
  • FL RA
    APPROVED
    Since 2026-04-21

Branch Locations

322 East Park Avenue, Chiefland, FL 32626 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Military Kansas KS 02/2020 07/2023
Smith Asset Management Co. Chiefland FL 07/2023 Present
In College Tampa FL 02/2016 02/2020
  • 02/2020 → 07/2023
    U.S. Military
    Kansas, KS
  • 07/2023 → Present
    Smith Asset Management Co.
    Chiefland, FL
  • 02/2016 → 02/2020
    In College
    Tampa, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-02-24
  • S65 Uniform Investment Adviser Law Examination
    2026-02-24

View on SEC IAPD

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Nearby Investors

Kathryn McLeod Lancaster
STANLEY H GRIFFIS
Benjamin Caleb Smith

Nearby Offices

LPL FINANCIAL LLC · CHIEFLAND, FL
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