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Benjamin Caleb Smith

Smith Asset Management Co., LLC

Chiefland, FL

CRD 7410065

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Employer firm

Smith Asset Management Co., LLC CRD 127684

$281M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Smith Asset Management Co., Llc

322 East Park Avenue, Chiefland, FL 32626 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-08-27
  • FL RA
    APPROVED
    Since 2021-08-27

Branch Locations

322 East Park Avenue, Chiefland, FL 32626 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Us Army Fort Bragg NC 05/2015 09/2020
Smith Asset Management Company Chiefland FL 05/2021 Present
Stetson University Of Law Gulfport FL 08/2020 Present
  • 05/2015 → 09/2020
    Us Army
    Fort Bragg, NC
  • 05/2021 → Present
    Smith Asset Management Company
    Chiefland, FL
  • 08/2020 → Present
    Stetson University Of Law
    Gulfport, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-07-01
  • S65 Uniform Investment Adviser Law Examination
    2021-07-01
Other Names
  • Caleb Smith

View on SEC IAPD

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Nearby Investors

Kathryn McLeod Lancaster
STANLEY H GRIFFIS
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Nearby Offices

LPL FINANCIAL LLC · CHIEFLAND, FL
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