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Current Employers
Foundations Investment Advisors Llc

4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-08-20
NH RA APPROVED 2022-12-02
  • TX RA
    APPROVED_RES
    Since 2025-08-20
  • NH RA
    APPROVED
    Since 2022-12-02

Branch Locations

1 Tara Blvd Suite 103, Nashua, NH 03062 • United States

4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation Yes
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foundations Investment Advisors, Llc Phoenix AZ 12/2022 Present
United States Navy Lemoore CA 07/2015 07/2019
Southern New Hampshire University Manchester NH 08/2019 05/2022
Rise North Capital Nashua NH 05/2022 05/2023
Mahogany Advisors Nashua NH 05/2023 Present
  • 12/2022 → Present
    Phoenix, AZ
  • 07/2015 → 07/2019
    United States Navy
    Lemoore, CA
  • 08/2019 → 05/2022
    Southern New Hampshire University
    Manchester, NH
  • 05/2022 → 05/2023
    Rise North Capital
    Nashua, NH
  • 05/2023 → Present
    Mahogany Advisors
    Nashua, NH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-11-02
  • S65 Uniform Investment Adviser Law Examination
    2022-11-02

View on SEC IAPD

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