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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-08-15 |
Branch Locations
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
2 Inverness Dr East Ste 187, Englewood, CO 80112 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Leroy's Tavern | Lawrence | KS | 01/2022 | 08/2022 |
| University Of Kansas | Lawrence | KS | 08/2021 | 01/2022 |
| Marshall-Rodeno Associates | Denver | CO | 05/2021 | 08/2021 |
| University Of Kansas | Lawrence | KS | 08/2020 | 05/2021 |
| Whole Foods | Castle Rock | CO | 03/2020 | 08/2020 |
| University Of Kansas | Lawrence | KS | 08/2019 | 03/2020 |
| Marshall-Rodeno Associates | Denver | CO | 05/2019 | 08/2019 |
| University Of Kansas | Lawrence | KS | 08/2018 | 05/2019 |
| College Hunks Hauling Junk | Denver | CO | 05/2018 | 08/2018 |
| Rock Canyon High School | Highlands Ranch | CO | 12/2017 | 05/2018 |
| Papa Johns | Castle Pines | CO | 08/2017 | 12/2017 |
| Suds Factory Car Wash | Lone Tree | CO | 05/2017 | 08/2017 |
| Rock Canyon High School | Highlands Ranch | CO | 12/2016 | 05/2017 |
| Papa Johns | Castle Pines | CO | 08/2016 | 12/2016 |
| Assetmark Financial Holdings, Inc. | Chicago | IL | 08/2022 | 07/2025 |
| Assetmark Brokerage, Llc | Chicago | IL | 05/2023 | 07/2025 |
| Kestra Advisory Services, Llc | Englewood | CO | 08/2025 | Present |
| Kestra Investment Services, Llc | Englewood | CO | 08/2025 | Present |
Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/04/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: THE BROWNING GROUP II, LLC POSITION: Support Advisor NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/04/2025 ADDRESS: 2 Inverness Dr E, #187, Englewood CO 80112, United States DESCRIPTION: I will be assisting the partners of the firm with day to day activities such as prepping client meetings, attending meetings, follow up for the meetings and the financial planning involved.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-04-16 |
| S65 | Uniform Investment Adviser Law Examination | 2023-04-07 |
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