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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-08-15
  • CO RA
    APPROVED
    Since 2025-08-15

Branch Locations

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

2 Inverness Dr East Ste 187, Englewood, CO 80112 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Leroy's Tavern Lawrence KS 01/2022 08/2022
University Of Kansas Lawrence KS 08/2021 01/2022
Marshall-Rodeno Associates Denver CO 05/2021 08/2021
University Of Kansas Lawrence KS 08/2020 05/2021
Whole Foods Castle Rock CO 03/2020 08/2020
University Of Kansas Lawrence KS 08/2019 03/2020
Marshall-Rodeno Associates Denver CO 05/2019 08/2019
University Of Kansas Lawrence KS 08/2018 05/2019
College Hunks Hauling Junk Denver CO 05/2018 08/2018
Rock Canyon High School Highlands Ranch CO 12/2017 05/2018
Papa Johns Castle Pines CO 08/2017 12/2017
Suds Factory Car Wash Lone Tree CO 05/2017 08/2017
Rock Canyon High School Highlands Ranch CO 12/2016 05/2017
Papa Johns Castle Pines CO 08/2016 12/2016
Assetmark Financial Holdings, Inc. Chicago IL 08/2022 07/2025
Assetmark Brokerage, Llc Chicago IL 05/2023 07/2025
Kestra Advisory Services, Llc Englewood CO 08/2025 Present
Kestra Investment Services, Llc Englewood CO 08/2025 Present
  • 01/2022 → 08/2022
    Leroy's Tavern
    Lawrence, KS
  • 08/2021 → 01/2022
    University Of Kansas
    Lawrence, KS
  • 05/2021 → 08/2021
    Marshall-Rodeno Associates
    Denver, CO
  • 08/2020 → 05/2021
    University Of Kansas
    Lawrence, KS
  • 03/2020 → 08/2020
    Whole Foods
    Castle Rock, CO
  • 08/2019 → 03/2020
    University Of Kansas
    Lawrence, KS
  • 05/2019 → 08/2019
    Marshall-Rodeno Associates
    Denver, CO
  • 08/2018 → 05/2019
    University Of Kansas
    Lawrence, KS
  • 05/2018 → 08/2018
    College Hunks Hauling Junk
    Denver, CO
  • 12/2017 → 05/2018
    Rock Canyon High School
    Highlands Ranch, CO
  • 08/2017 → 12/2017
    Papa Johns
    Castle Pines, CO
  • 05/2017 → 08/2017
    Suds Factory Car Wash
    Lone Tree, CO
  • 12/2016 → 05/2017
    Rock Canyon High School
    Highlands Ranch, CO
  • 08/2016 → 12/2016
    Papa Johns
    Castle Pines, CO
  • 08/2022 → 07/2025
    Assetmark Financial Holdings, Inc.
    Chicago, IL
  • 05/2023 → 07/2025
    Assetmark Brokerage, Llc
    Chicago, IL
  • 08/2025 → Present
    Englewood, CO
  • 08/2025 → Present
    Kestra Investment Services, Llc
    Englewood, CO
Previous Registrations
Other Businesses

Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/04/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: THE BROWNING GROUP II, LLC POSITION: Support Advisor NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/04/2025 ADDRESS: 2 Inverness Dr E, #187, Englewood CO 80112, United States DESCRIPTION: I will be assisting the partners of the firm with day to day activities such as prepping client meetings, attending meetings, follow up for the meetings and the financial planning involved.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-04-16
S65 Uniform Investment Adviser Law Examination 2023-04-07
  • S63 Uniform Securities Agent State Law Examination
    2024-04-16
  • S65 Uniform Investment Adviser Law Examination
    2023-04-07
Other Names
  • Armistead Browning
  • John Armistead Tyler Browning

View on SEC IAPD

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