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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-05-30
TX RA APPROVED 2023-05-30
  • CA RA
    APPROVED
    Since 2023-05-30
  • TX RA
    APPROVED
    Since 2023-05-30

Branch Locations

3400 Pawtucket Ave Ci Relationship Management, Riverside, RI 02915 • United States

2555-2595 W Chandler Blvd Ci Relationship Management, Chandler, AZ 85224 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 06/2021 Present
Ross Stores Phoenix AZ 07/2020 01/2021
Unemployed Phoenix AZ 01/2021 06/2021
Unemployed Phoenix AZ 09/2019 06/2020
Fry's Electronics Tempe AZ 11/2018 09/2019
Safeway Phoenix AZ 11/2017 11/2018
Student Phoenix AZ 08/2011 05/2018
Bank Of America, N.A. Chandler AZ 11/2022 Present
  • 06/2021 → Present
    Chandler, AZ
  • 07/2020 → 01/2021
    Ross Stores
    Phoenix, AZ
  • 01/2021 → 06/2021
    Unemployed
    Phoenix, AZ
  • 09/2019 → 06/2020
    Unemployed
    Phoenix, AZ
  • 11/2018 → 09/2019
    Fry's Electronics
    Tempe, AZ
  • 11/2017 → 11/2018
    Safeway
    Phoenix, AZ
  • 08/2011 → 05/2018
    Student
    Phoenix, AZ
  • 11/2022 → Present
    Bank Of America, N.A.
    Chandler, AZ
Other Businesses

I*3279292, Entity Type: Entity For Profit, Name of OBA: Chandler Tech Help, Address: Chandler, Arizona, 85286, Investment Related: N, Position, Title, Association: Owner, Employee Start Date: 12/08/2025, No Hours: 8 Weekly, No Hours during Trading: 0 Weekly, Duties: Managing the small business, creating online ads that specify what the business does, performing the tech help service. To help people with tech needs like setting up smart homes. walking people through how to set up their smart phone, and how to things of that nature. The business is solely meant to provide tech assistance as a service,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-26
  • S66 Uniform Combined State Law Examination
    2023-05-26
Other Names
  • David Daniel Fierro
  • David Fierro

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