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Richard Miller

Stifel, Nicolaus & Company, Incorporated

St. Louis, MO

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-07-17
  • MO RA
    APPROVED
    Since 2024-07-17

Branch Locations

501 North Broadway, St. Louis, MO 63102 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated St. Louis MO 11/2022 Present
Hollywood Casino St. Louis Maryland Heights MO 07/2008 11/2022
Keefe Bruyette & Woods Inc. St. Louis MO 04/2026 Present
  • 11/2022 → Present
    Stifel, Nicolaus & Company, Incorporated
    St. Louis, MO
  • 07/2008 → 11/2022
    Hollywood Casino St. Louis
    Maryland Heights, MO
  • 04/2026 → Present
    Keefe Bruyette & Woods Inc.
    St. Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-16
  • S66 Uniform Combined State Law Examination
    2024-07-16

View on SEC IAPD

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