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Brian Orlando Cruz

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Washington, DC

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-01
DC RA APPROVED 2024-07-24
  • TX RA
    APPROVED
    Since 2024-08-01
  • DC RA
    APPROVED
    Since 2024-07-24

Branch Locations

1800 K St Nw, Washington, DC 20006 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Washington DC 10/2022 Present
Chuy's Restaurants Springfield VA 11/2015 Present
George Mason University Fairfax VA 01/2019 05/2022
Northern Virginia Community College Annandale VA 08/2017 12/2018
  • 10/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Washington, DC
  • 11/2015 → Present
    Chuy's Restaurants
    Springfield, VA
  • 01/2019 → 05/2022
    George Mason University
    Fairfax, VA
  • 08/2017 → 12/2018
    Northern Virginia Community College
    Annandale, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-16
  • S66 Uniform Combined State Law Examination
    2024-07-16

View on SEC IAPD

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Other Offices

BRYSPEN, INCORPORATED · WASHINGTON, DC
3WIRE INVESTMENT · WASHINGTON, DC
LPL FINANCIAL LLC · WASHINGTON, DC
ORIDIAN CAPITAL MANAGEMENT, L.P. · WASHINGTON, DC
C5 CAPITAL USA LLC · WASHINGTON, DC
AEB CAPITAL · WASHINGTON, DC
DOMINION FINANCIAL CONSULTANTS, LLC · WASHINGTON, DC
A.G.P. / ALLIANCE GLOBAL PARTNERS · Washington, DC

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