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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-04-04
CA RA APPROVED 2023-03-21
  • TX RA
    APPROVED
    Since 2023-04-04
  • CA RA
    APPROVED
    Since 2023-03-21

Branch Locations

2555-2595 W Chandler Blvd Ci Client Services, Chandler, AZ 85224 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 11/2022 Present
Pga Tour Canada Ponte Vedra Beach FL 04/2022 09/2022
Grayhawk Golf Club Scottsdale AZ 02/2018 02/2022
Canny Accounting Llc Springfield IL 09/2017 12/2017
University Of Illinois-Springfield Springfield IL 08/2013 12/2017
  • 11/2022 → Present
    Chandler, AZ
  • 04/2022 → 09/2022
    Pga Tour Canada
    Ponte Vedra Beach, FL
  • 02/2018 → 02/2022
    Grayhawk Golf Club
    Scottsdale, AZ
  • 09/2017 → 12/2017
    Canny Accounting Llc
    Springfield, IL
  • 08/2013 → 12/2017
    University Of Illinois-Springfield
    Springfield, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-17
  • S66 Uniform Combined State Law Examination
    2023-03-17

View on SEC IAPD

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