Daniel Stratton

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-06-23
CA	RA	APPROVED	2023-06-02

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Chandler	AZ	11/2022	Present
Steve's Appliances	Mounds View	MN	06/2021	08/2022
University Of Northwestern	Roseville	MN	08/2019	06/2022
Receivables Control Coorporation	Maple Grove	MN	02/2019	07/2019
Sportradar	Minneapolis	MN	06/2018	03/2020
Brownsworth	Plymouth	MN	02/2020	08/2020
Rmr Services	Blaine	MN	06/2018	02/2019
University Of Northwestern	Roseville	MN	08/2014	08/2018
Bank Of America, N.A.	Chandler	AZ	09/2024	Present

11/2022 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chandler, AZ
06/2021 → 08/2022

Steve's Appliances

Mounds View, MN
08/2019 → 06/2022

University Of Northwestern

Roseville, MN
02/2019 → 07/2019

Receivables Control Coorporation

Maple Grove, MN
06/2018 → 03/2020

Sportradar

Minneapolis, MN
02/2020 → 08/2020

Brownsworth

Plymouth, MN
06/2018 → 02/2019

Rmr Services

Blaine, MN
08/2014 → 08/2018

University Of Northwestern

Roseville, MN
09/2024 → Present

Bank Of America, N.A.

Chandler, AZ

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-05-26

Other Firms