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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2023-03-22 |
Branch Locations
1320 Main St Ste 600, Columbia, SC 29201 • United States
320 Broad St 4Th Fl [Rbo], Charleston, SC 29401 • United States
1119 Broad St, Sumter, SC 29150 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Sumter | SC | 11/2022 | Present |
| Wells Fargo Bank, Na | Sumter | SC | 10/2010 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-03-20 |
| S63 | Uniform Securities Agent State Law Examination | 2023-02-24 |
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