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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2024-08-15 |
Branch Locations
Two Leadership Square 211 N Robinson Ave # 435, Oklahoma City, OK 73102 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sagepoint Financial -- Office Of Tappan Financial Group | Oklahoma City | OK | 11/2022 | Present |
| Extended Vacation | Oklahoma City | OK | 10/2022 | 11/2022 |
| Voices Organized In Civic Engagement (Voice), Inc. | Oklahoma City | OK | 09/2008 | 09/2022 |
| Sagepoint Financial, Inc. | Oklahoma City | OK | 06/2023 | Present |
| Osaic Wealth, Inc. | Oklahoma City | OK | 09/2023 | Present |
1. N/A POSITION: Spiritual director NATURE: I provide spiritual direction to a limited number of individual clients. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2018 ADDRESS: 308 NW 17th St, Oklahoma City OK 73103, United States DESCRIPTION: I work with people to help them grow closer to God and discern their callings. 2. RANGER CREEK YACHT CLUB, INC. POSITION: Board Secretary/Treasurer NATURE: This is a non-profit organization serving a small neighborhood in eastern Oklahoma. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2024 ADDRESS: P.O. Box 2043, Ft. Gibson OK 74434, United States DESCRIPTION: I will be responsible for sending out annual dues/fees statements and creating invoices for bills to be paid. An assistant will collect and deposit monies into the local bank. I will take notes at meetings and prepare the semi-annual meeting agendas and budget. I will also serve as an administrator of the organization's private Facebook group. 3. KRISTEN KING POSITION: Notary NATURE: Notary INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/18/2023 ADDRESS: 308 NW 17th St, Oklahoma City OK 73103, United States DESCRIPTION: Notarize documents and keep records on what was notarized. 4. TAPPAN & CO POSITION: Director of Communications NATURE: S-Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 180 SECURITIES TRADING HOURS: 140 START DATE: 10/31/2022 ADDRESS: 211 N Robinson, Suite 435, Oklahoma City OK 73102, United States DESCRIPTION: I am the Director of Communications for Tappan & Co. I do administrative work, communications, and customer service. 5. N/A POSITION: Consultant/Trainer NATURE: Providing training/consultation with nonprofit organizations for leadership development and strategic planning. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 15 START DATE: 06/05/2025 ADDRESS: 308 NW 17th St., Oklahoma City, OK OK 73103, United States DESCRIPTION: Training small to large groups on issues related to religious social teachings and acting on issues of important to families. Shadowing/assessing staff members of non-profit organizations to help give feedback and improve efficacy. 6. N/A POSITION: Editor NATURE: Editing INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 03/18/2026 ADDRESS: 308 NW 17th St, Oklahoma City OK 73103, United States DESCRIPTION: Editing works of fiction.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-08-01 |
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