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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2019-12-17
  • NJ RA
    APPROVED
    Since 2019-12-17

Branch Locations

295 Spring Valley Rd., Park Ridge, NJ 07656 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Pci Staff Leasing, Inc. Elmwood Park NJ 06/1996 12/2018
Royal Alliance Associates, Inc. Elmwood Park NJ 08/2009 12/2019
Cambridge Investment Research, Inc. Fairfield IA 12/2019 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 12/2019 Present
  • 06/1996 → 12/2018
    Pci Staff Leasing, Inc.
    Elmwood Park, NJ
  • 08/2009 → 12/2019
    Royal Alliance Associates, Inc.
    Elmwood Park, NJ
  • 12/2019 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 12/2019 → Present
    Fairfield, IA
Previous Registrations
  • 2009-08-19 → 2019-12-18
    West Orange, NJ
    Elnwood Park, NJ
    West Orange, NJ
  • 2008-08-13 → 2009-08-05
    Osaic Services, Inc.
    Oradell, NJ
  • 2007-04-19 → 2008-07-24
    Elmwood Park, NJ
    Asbury Park, NJ
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING 12/17/19 2) CONSOLIDATED HR SERVICES, 295 Spring Valley Rd, Park Ridge, NJ 07656, 10/2005, Owner, Insurance/Benefits/Human Resources, NIR, 40 HR/MO - 8 HR/MO TRADING 3) PCI STAFF LEASING, 295 Spring Valley Rd, Park Ridge, NJ 07656, 12/1996, Owner, Accounting/Bookkeeping/Payroll Services, NIR, 40 HR/MO - 8 HR/MO TRADING 4) CONSOLIDATED HUMAN RESOURCES, 303 MOLNAR DR, ELMWOOD PARK, NJ, PAYROLL SERVICES, MEMBER, 01/01/19, NIR, 10/WK- 2/TRADING 5) PCI OF FI, 303 MOLNAR DR, ELMWOOD PARK, NJ, PEO SERVICES, VP SALES, BUSINESS DEVELOPMENT, 10/06/05, NIR, 0/YR- 0/TRADING 6) CARSIL PROPERTIES, 295 SPRING VALLEY RD, PARK RIDGE NJ 07656, United States, 03/01/2023, Owner, Real Estate, NIR, 0HR/MO- 0HR/TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-04-11
S63 Uniform Securities Agent State Law Examination 2006-09-25
  • S65 Uniform Investment Adviser Law Examination
    2007-04-11
  • S63 Uniform Securities Agent State Law Examination
    2006-09-25

View on SEC IAPD

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