Graham Michael Bauer

Current Employers

Ae Wealth Management, Llc

2950 Sw Mcclure Road Suite B, Topeka, KS 66614 • United States

Current Registrations

Authority	Category	Status	Date
AL	RA	APPROVED	2024-05-02
TN	RA	APPROVED	2022-11-15

AL RA
APPROVED

Since 2024-05-02
TN RA
APPROVED

Since 2022-11-15

Branch Locations

217 Jamestown Park Rd Ste 9, Brentwood, TN 37027 • United States

305 Quality Circle Nw Ste B, Huntsville, AL 35806 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Nashville Guitar Academy	Nolensville	TN	08/2017	08/2022
Ae Wealth Management, Llc	Topeka	KS	11/2022	Present
Student	Murfreesboro	TN	08/2012	Present
Wg Financial Group	Brentwood	TN	11/2022	Present

08/2017 → 08/2022

Nashville Guitar Academy

Nolensville, TN
11/2022 → Present

Ae Wealth Management, Llc

Topeka, KS
08/2012 → Present

Student

Murfreesboro, TN
11/2022 → Present

Wg Financial Group

Brentwood, TN

Other Businesses

1.) WG Financial Group; Yes Investment Related; 217 Jamestown Park Rd, Ste 9, Brentwood, TN 37027; Insurance Sales; Life and Health Insurance Agent; Approx. 60 hours a month; Approx. 60 hours during trading; Insurance Sales and Services.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-11-02

S65 Uniform Investment Adviser Law Examination

2022-11-02

View on SEC IAPD

Current Employers

Ae Wealth Management, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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