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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2024-09-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Bellevue | WA | 05/2019 | 09/2024 |
| Wells Fargo Bank, N.A. | Bellevue | WA | 05/2019 | 09/2024 |
| Sociedad M&M | Santa Cruz De La Sierra | 09/2017 | 04/2018 | |
| Aviara Apartment/South Oxford Management/Oakland Management Corp | Gainesville | FL | 04/2018 | 02/2019 |
| Jpmorgan Chase Bank, N.A. | Seattle | WA | 09/2024 | Present |
| J.P. Morgan Securities Llc | Seattle | WA | 09/2024 | Present |
| Unemployed | Gainesville | FL | 09/2014 | 08/2017 |
| Unemployed | Key West | FL | 03/2019 | 04/2019 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-02-23 |
| S63 | Uniform Securities Agent State Law Examination | 2023-01-31 |
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