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Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-09-13
CA RA APPROVED 2023-07-13
  • AZ RA
    APPROVED
    Since 2023-09-13
  • CA RA
    APPROVED
    Since 2023-07-13

Branch Locations

988 El Monte Ave, Mountain View, CA 94040 • United States

San Jose, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gurbinder Mavi Insurance Agency Mountain View CA 04/2013 Present
State Farm Vp Management Corp Mountain View CA 04/2015 12/2016
State Farm Vp Management Corp Mountain View CA 10/2018 Present
State Farm Investment Management Corp Mountain View CA 07/2023 Present
  • 04/2013 → Present
    Gurbinder Mavi Insurance Agency
    Mountain View, CA
  • 04/2015 → 12/2016
    State Farm Vp Management Corp
    Mountain View, CA
  • 10/2018 → Present
    State Farm Vp Management Corp
    Mountain View, CA
  • 07/2023 → Present
    Mountain View, CA
Other Businesses

1) Quicken Loans; Investment-related; 988 El Monte Ave., Mountain View, CA 94040; Mortgage Loan Origination; Mortgage Loan Originator/Broker; 7/15/2021; 50; 10; The registered representative will originate mortgage loans as part of this activity. As a result of this role, the RR may also be considered a branch manager, which may include performing certain administrative duties and receiving compensation on other agents' mortgage business. The registered representative may lease or sublease a portion of the registered representative's office space to the company. 2) Agency Growth Services LLC; investment-related; 3046 Cedar Ridge Ct, San Jose, CA, 95148; vendor for sales staffing; owner; President; 9/7/21; 10; 0; 3) Gurbinder Mavi's Insurance Agency; Insurance Agency; Investment-related; 988 El Monte Ave Mountain View, CA 94040-2355; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 04/01/2007; 80; 80; Service customers and supervise employees

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-06-29
S63 Uniform Securities Agent State Law Examination 2006-07-05
  • S65 Uniform Investment Adviser Law Examination
    2023-06-29
  • S63 Uniform Securities Agent State Law Examination
    2006-07-05

View on SEC IAPD

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