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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2025-01-31
  • MO RA
    APPROVED
    Since 2025-01-31

Branch Locations

501 North Broadway, St. Louis, MO 63102 • UNITED STATES

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Brenden Wheeler Santa Ana CA 04/2020 11/2021
Artemis Academy Arnold MO 11/2021 12/2022
Butler's Pantry St. Louis MO 09/2017 07/2018
Unemployed Arnold MO 01/2013 01/2018
Charles Schwab & Co., Inc. St. Louis MO 01/2023 10/2024
Unemployed Arnold MO 08/2018 04/2020
Stifel, Nicolaus & Company, Incorporated St. Louis MO 11/2024 Present
  • 04/2020 → 11/2021
    Brenden Wheeler
    Santa Ana, CA
  • 11/2021 → 12/2022
    Artemis Academy
    Arnold, MO
  • 09/2017 → 07/2018
    Butler's Pantry
    St. Louis, MO
  • 01/2013 → 01/2018
    Unemployed
    Arnold, MO
  • 01/2023 → 10/2024
    Charles Schwab & Co., Inc.
    St. Louis, MO
  • 08/2018 → 04/2020
    Unemployed
    Arnold, MO
  • 11/2024 → Present
    St. Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-29
S63 Uniform Securities Agent State Law Examination 2023-04-24
  • S66 Uniform Combined State Law Examination
    2025-01-29
  • S63 Uniform Securities Agent State Law Examination
    2023-04-24

View on SEC IAPD

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