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Chase James Rodriguez

Raymond James & Associates, Inc.

Salt Lake City, UT

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2025-04-04
  • UT RA
    APPROVED
    Since 2025-04-04

Branch Locations

95 S State St Suite 2180, Salt Lake City, UT 84111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Salt Lake City UT 09/2021 03/2025
First Financial Bank Abilene TX 04/2021 08/2021
First Abilene Federal Credit Union Abilene TX 11/2019 04/2021
Wells Fargo Bank, N.A. Denton TX 04/2019 11/2019
Chick Fil A Denton TX 06/2018 04/2019
Subway Denton TX 02/2017 04/2018
Unemployed Denton TX 04/2018 06/2018
Primary Education Denton TX 08/2011 02/2017
Raymond James & Associates, Inc Salt Lake City UT 03/2025 Present
  • 09/2021 → 03/2025
    Wells Fargo Clearing Services, Llc
    Salt Lake City, UT
  • 04/2021 → 08/2021
    First Financial Bank
    Abilene, TX
  • 11/2019 → 04/2021
    First Abilene Federal Credit Union
    Abilene, TX
  • 04/2019 → 11/2019
    Wells Fargo Bank, N.A.
    Denton, TX
  • 06/2018 → 04/2019
    Chick Fil A
    Denton, TX
  • 02/2017 → 04/2018
    Subway
    Denton, TX
  • 04/2018 → 06/2018
    Unemployed
    Denton, TX
  • 08/2011 → 02/2017
    Primary Education
    Denton, TX
  • 03/2025 → Present
    Raymond James & Associates, Inc
    Salt Lake City, UT
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-16
  • S66 Uniform Combined State Law Examination
    2022-12-16

View on SEC IAPD

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