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CRD 7661614
Fifth Third Securities, Inc. CRD 628
$10.9B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2024-03-28 |
| KY | RA | APPROVED | 2023-05-08 |
Branch Locations
3901 Dixie Highway, Louisville, KY 40216 • United States
3401 Grant Line Rd., New Albany, IN 47150 • United States
9711 Dixie Highway, Louisville, KY 40272 • United States
5200 Dixie Highway, Louisville, KY 40216 • United States
6900 Bardstown Rd., Louisville, KY 40291 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Bank | Louisville | KY | 02/2020 | Present |
| New Seasons Market | Portland | OR | 06/2011 | 12/2019 |
| Unemployed | Louisville | KY | 12/2019 | 02/2020 |
| Fifth Third Securities | Louisville | KY | 11/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-05-08 |
| S63 | Uniform Securities Agent State Law Examination | 2023-04-10 |
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