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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-09-18
  • PA RA
    APPROVED
    Since 2023-09-18

Branch Locations

16 Campus Blvd Suite 200, Newtown Square, PA 19073 • United States

Conshohocken, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Attleboro Wealth Management Llc Yardley PA 11/2022 03/2023
Emoney Advisor Padnor PA 02/2018 11/2022
Comcast Business Horsham PA 06/2017 01/2018
Redbull Distribution Company Chesterbrook Township PA 05/2015 06/2017
Mml Investors Services, Llc Newtown Square PA 08/2023 Present
Massmutual Insurance Company Newtown Square PA 08/2023 Present
Unemployed Conshohocken PA 03/2023 08/2023
  • 11/2022 → 03/2023
    Yardley, PA
  • 02/2018 → 11/2022
    Emoney Advisor
    Padnor, PA
  • 06/2017 → 01/2018
    Comcast Business
    Horsham, PA
  • 05/2015 → 06/2017
    Redbull Distribution Company
    Chesterbrook Township, PA
  • 08/2023 → Present
    Newtown Square, PA
  • 08/2023 → Present
    Massmutual Insurance Company
    Newtown Square, PA
  • 03/2023 → 08/2023
    Unemployed
    Conshohocken, PA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-09-08
  • S63 Uniform Securities Agent State Law Examination
    2023-09-08
Designations
  • Certified Financial Planner

View on SEC IAPD

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