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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-12-10
  • IL RA
    APPROVED
    Since 2025-12-10

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Arlington Heights, IL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Chandler AZ 11/2022 11/2024
Jpmorgan Chase Bank, N.A. Chandler AZ 11/2022 11/2024
Rocket Mortgage Phoenix AZ 02/2021 03/2022
Az Home Based Services Gilbert AZ 06/2020 02/2021
Stevany Thomas Salon And Spa Glenview IL 11/2017 06/2020
Mario Tricoci Vernon Hills IL 05/2013 03/2017
New American Funding Dba Broker Solutions Inc Phoenix AZ 08/2022 09/2022
Peoples Mortgage Dbs Moria Development Inc Phoenix AZ 04/2022 08/2022
Unemployed Glenview IL 04/2017 10/2017
Unemployed Gilbert AZ 10/2022 10/2022
Empower Financial Services, Inc Greenwood Village CO 11/2024 Present
Empower Advisory Group, Llc Greenwood Village CO 12/2025 Present
  • 11/2022 → 11/2024
    J.P. Morgan Securities Llc
    Chandler, AZ
  • 11/2022 → 11/2024
    Jpmorgan Chase Bank, N.A.
    Chandler, AZ
  • 02/2021 → 03/2022
    Rocket Mortgage
    Phoenix, AZ
  • 06/2020 → 02/2021
    Az Home Based Services
    Gilbert, AZ
  • 11/2017 → 06/2020
    Stevany Thomas Salon And Spa
    Glenview, IL
  • 05/2013 → 03/2017
    Mario Tricoci
    Vernon Hills, IL
  • 08/2022 → 09/2022
    New American Funding Dba Broker Solutions Inc
    Phoenix, AZ
  • 04/2022 → 08/2022
    Peoples Mortgage Dbs Moria Development Inc
    Phoenix, AZ
  • 04/2017 → 10/2017
    Unemployed
    Glenview, IL
  • 10/2022 → 10/2022
    Unemployed
    Gilbert, AZ
  • 11/2024 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 12/2025 → Present
    Greenwood Village, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-11-21
S63 Uniform Securities Agent State Law Examination 2023-01-26
  • S65 Uniform Investment Adviser Law Examination
    2025-11-21
  • S63 Uniform Securities Agent State Law Examination
    2023-01-26
Other Names
  • Stevany Nawer Williamson

View on SEC IAPD

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