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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-04-06
NY RA APPROVED 2026-04-03
TX RA APPROVED 2026-04-03
  • NJ RA
    APPROVED
    Since 2026-04-06
  • NY RA
    APPROVED
    Since 2026-04-03
  • TX RA
    APPROVED
    Since 2026-04-03

Branch Locations

250 S. Middletown Road, Nanuet, NY 10954 • United States

925 Westchester Ave, West Harrison, NY 10604 • United States

316 South Main Street, New City, NY 10956 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New City NY 08/2023 Present
Jpmorgan Chase Bank, N.A. New City NY 08/2023 Present
Hunny Dip Studios Bronx NY 11/2020 11/2022
Richard Allan Marketing White Plains NY 06/2020 08/2020
North East Financial Network Armonk NY 11/2022 07/2023
Gothem Elite Marketing White Plains NY 02/2020 03/2020
Vans Off The Wall West Nyack NY 09/2014 01/2020
Main Street Assets Llc Nanuet NY 05/2019 09/2019
Unemployed New City NY 09/2020 10/2020
Unemployed New City NY 04/2020 05/2020
Capdim Enterprises New City NY 06/2025 Present
  • 08/2023 → Present
    New City, NY
  • 08/2023 → Present
    Jpmorgan Chase Bank, N.A.
    New City, NY
  • 11/2020 → 11/2022
    Hunny Dip Studios
    Bronx, NY
  • 06/2020 → 08/2020
    Richard Allan Marketing
    White Plains, NY
  • 11/2022 → 07/2023
    North East Financial Network
    Armonk, NY
  • 02/2020 → 03/2020
    Gothem Elite Marketing
    White Plains, NY
  • 09/2014 → 01/2020
    Vans Off The Wall
    West Nyack, NY
  • 05/2019 → 09/2019
    Main Street Assets Llc
    Nanuet, NY
  • 09/2020 → 10/2020
    Unemployed
    New City, NY
  • 04/2020 → 05/2020
    Unemployed
    New City, NY
  • 06/2025 → Present
    Capdim Enterprises
    New City, NY
Other Businesses

Entity Name: CAPDIM ENTERPRISES Investment related: No Address: Private Residence Nature of the other business: Vending Machines Position/Title/Relationship: Owner/Partner Start Date: 06/25/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: The company is a vending machine business, own and operate.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-03
S63 Uniform Securities Agent State Law Examination 2023-11-14
  • S66 Uniform Combined State Law Examination
    2026-04-03
  • S63 Uniform Securities Agent State Law Examination
    2023-11-14
Other Names
  • Andrew Caputo

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