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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-04-09 |
| TX | RA | APPROVED_RES | 2024-04-09 |
Branch Locations
61 Smith Street, Nanuet, NY 10954 • United States
925 Westchester Ave, West Harrison, NY 10604 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Paramus | NJ | 06/2013 | 04/2024 |
| J.P. Morgan Securities Llc | Nanuet | NY | 04/2024 | Present |
| Jpmorgan Chase Bank, N.A. | Nanuet | NY | 04/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-10-15 |
| S63 | Uniform Securities Agent State Law Examination | 2003-08-13 |
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