Ting Xie O'COnnor

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2000 → 05/2023
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Jose, CA
• 09/2009 → 05/2023
  Bank Of America, N.A.
  San Jose, CA
• 05/2023 → Present
  Ubs Financial Services, Inc
  San Jose, CA

Previous Registrations

• 2001-01-25 → 2023-05-16
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Jose, CA
  San Jose, CA
  San Jose, CA

Other Businesses

Easeland LLC,CAUnited States,Company,Real Estate,A California solo-member LLC passively holds personal real estate properties for asset protection purposes,Member of a committee with management / supervisor functions,A solo-member LLC for asset protection, Start date -6/10/2023 The Z L Trust ,Employee's own revocable living trust as the sole trustee , California United States , managing my own personal real estate investments ,Start date 6/30/2026

Exams

• S66 Uniform Combined State Law Examination
  1998-12-02

Other Names

• Ting Xie
• Ting Xie
• Ting Xie Oconnor