Carter Matthew Faltys

Employer firm

Mcmill Cpa And Advisors CRD 129015

$862M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2011 → 05/2019
  Norfolk Catholic School
  Norfolk, NE
• 05/2019 → 08/2019
  Unemployed
  Norfolk, NE
• 08/2019 → Present
  Nebraska Wesleyan University
  Lincoln, NE
• 05/2020 → 08/2020
  Norfolk Parks & Recreation
  Norfolk, NE
• 08/2020 → 05/2021
  Nebraska Wesleyan University
  Lincoln, NE
• 11/2020 → 08/2021
  Elkhorn Valley Bank
  Norfolk, NE
• 05/2022 → Present
  Jetsplash Car Wash
  Lincoln, NE

Other Businesses

McMill CPA PC - S Corp - not investment related - 125 S. 4th St Norfolk, NE - CPA Firm - Staff accountant - 2022 - 160 hours per month/160 hours during securities trading hours - work duties include completing projects assigned by management, assisting with tax filings and assisting with financial records for clients. Insurance Agent - not investment related - 125 S 4th St Norfolk, NE - fixed insurance sales - independent insurance agent - 08/2023 - Approx. 4 hours per month/Approx. 4 hours during securities trading hours - sales of fixed insurance Norfolk Secure Inc. - not investment related - 125 S 4th St Norfolk, NE - bookkeeping - treasurer - Approx. 5 hours per month/Approx. 0 hours during securities trading hours CEBK LLC - investment related - 125 S 4th St Norfolk, NE - real estate - owner - Approx. 5 hours per month/Approx. 0 hours during securities trading hours

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-04-20