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Ryan A Santosuosso

Ubs Financial Services Inc.

Seattle, WA

Mukilteo, WA

CRD 7659380

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2024-04-17
  • WA RA
    APPROVED
    Since 2024-04-17

Branch Locations

925 Fourth Avenue 31St & 32Nd Floor, Seattle, WA 98104 • United States

Mukilteo, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Seattle WA 11/2022 Present
University Of Washington Seattle WA 05/2022 11/2022
Aloha Car Wash Mukilteo WA 03/2021 12/2021
College Bothell WA 09/2019 12/2022
High School Mukilteo WA 09/2016 08/2019
  • 11/2022 → Present
    Ubs
    Seattle, WA
  • 05/2022 → 11/2022
    University Of Washington
    Seattle, WA
  • 03/2021 → 12/2021
    Aloha Car Wash
    Mukilteo, WA
  • 09/2019 → 12/2022
    College
    Bothell, WA
  • 09/2016 → 08/2019
    High School
    Mukilteo, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-04-17
  • S66 Uniform Combined State Law Examination
    2024-04-17

View on SEC IAPD

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