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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-01-28 |
| TX | RA | APPROVED | 2025-01-28 |
Branch Locations
565 Taxter Road Suite 625 6Th Floor, Elmsford, NY 10523 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | Elmsford | NY | 11/2022 | 03/2023 |
| Massmutual Life Insurance Co | Elmsford | NY | 03/2023 | Present |
| Gamco Investors | Rye | NY | 09/2019 | 11/2022 |
| Somers High School | Somers | NY | 09/2014 | 06/2018 |
| Sacred Heart University | Fairfield | CT | 06/2018 | 05/2022 |
| Massmutual Life Insurance Co | Elmsford | NY | 11/2022 | 03/2023 |
| Mml Investors Services, Llc | Elmsford | NY | 03/2023 | Present |
(1) Name: Nicholas Fiore Inv Rel: Y Add: At residential address Nature: Life Settlement Position: Insurance Agent Start Date: 06/15/2025 No. Hr/Mo: 1 No. Hr/Mo During Sec Trading: 0 Duties: Assist with life settlement case. (2) Name: Nicholas Fiore Inv Rel: Y Add: At residential address Nature: Outside Insurance Sales Position: Insurance Broker Start Date: 07/01/2025 No. Hr/Mo: 2 No. Hr/Mo During Sec Trading: 0 Duties: Life, disability, long-term care, fixed annuities, health.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-10-17 |
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