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Account
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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2025-07-28 |
| SC | RA | APPROVED | 2025-07-16 |
| DE | RA | APPROVED | 2025-01-27 |
| WA | RA | APPROVED | 2023-10-25 |
| TX | RA | APPROVED_RES | 2023-01-09 |
| CA | RA | APPROVED | 2022-03-18 |
| FL | RA | APPROVED | 2021-09-14 |
| NY | RA | APPROVED | 2021-04-16 |
| PA | RA | APPROVED | 2020-01-08 |
| VA | RA | APPROVED | 2019-11-15 |
| MD | RA | APPROVED | 2019-10-02 |
| NC | RA | APPROVED | 2019-05-06 |
| CT | RA | APPROVED | 2018-08-01 |
| NJ | RA | APPROVED | 2016-06-10 |
Branch Locations
1040 Broad Street Suite 202, Shrewsbury, NJ 07702-4331 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Park Ave Securities | Shrewsbury | NJ | 11/2015 | Present |
| Guardian | Shrewsbury | NJ | 11/2015 | Present |
Health Insurance Group Benefits, Start: 07/29/2024, Address: 1040 Broad Street Suite 202 , Shrewsbury NJ 07702 1 total hour per month, 1 during securities trading hours, Less than 10% annual compensation, Investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-05-26 |
| S63 | Uniform Securities Agent State Law Examination | 2007-06-15 |
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