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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2023-01-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Reno | NV | 12/2022 | Present |
| Charles Schwab Bank, Ssb | Reno | NV | 12/2022 | Present |
| Coldwell Banker | Honolulu | HI | 01/2018 | 11/2022 |
| All Islands, Inc | Honolulu | HI | 01/2000 | 12/2017 |
1) Double Diamond Investments LLC | Investment Related:No|916 Southwood Blvd Ste 1A|Incline Village|Nevada|89451|United States|Real Estate (Non-Agent/Broker)|Managing Member/Co-owner|3/7/2019|Less than 20|0|accounting, business decisions, tax compliance.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-02-17 |
| S65 | Uniform Investment Adviser Law Examination | 2022-02-04 |
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