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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-01-14 |
| OH | RA | APPROVED | 2024-10-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Farmers And Merchants State Bank | Archbold | OH | 08/2021 | 10/2022 |
| Farmers And Merchants State Bank | Sidney | OH | 11/2021 | 10/2023 |
| Premier Bank | Defiance | OH | 06/2020 | 07/2021 |
| Malone University | Canton | OH | 08/2019 | 05/2020 |
| Camp Barakel | Fairview | MI | 05/2019 | 08/2019 |
| Malone University | Canton | OH | 08/2018 | 05/2019 |
| Culligan Sales And Service | Bryan | OH | 09/2016 | 08/2018 |
| Raymond James Financial Services Inc. | Sidney | OH | 11/2022 | 09/2024 |
| Fm Investments | Sidney | OH | 11/2022 | 09/2024 |
| F&M Bank | Sidney | OH | 11/2022 | 09/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Middletown | OH | 09/2024 | Present |
| Shoe Sensation, Inc. | Bryan | OH | 05/2022 | 09/2022 |
| Bank Of America, N.A | Middletown | OH | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-10-29 |
| S63 | Uniform Securities Agent State Law Examination | 2023-10-05 |
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