Best Investors Account Sign in
Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2005-03-28
  • OH RA
    APPROVED
    Since 2005-03-28

Branch Locations

1064 N University Blvd, Middletown, OH 45042 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nenni & Company Cpas Middletown OH 10/1995 Present
Cambridge Investment Research, Inc. Fairfield IA 02/2003 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 03/2005 Present
Other Businesses

1)NENNI FINANCIAL SERVICES, 1064 N UNIVERSITY BLVD, MIDDLETOWN, OH, 9/28/2001 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 2/MO - 1/TRADING. 2)WILDWOOD OFFICE PARK, 1064 N UNIVERSITY BLVD MIDDLETOWN, OH 01/01/2000 AS TREASURER. NOT INVESTMENT RELATED. DEVOTES 10 HRS/YR. 10 HRS DURING TRADING. NON-PROFIT ORGANIZATION. 3)WILDWOOD GOLF CLUB, 601 ABERDEEN DRIVE MIDDLETOWN, OH 10/01/1984 AS TREASURER, BOOKKEEPER. NOT INVESTMENT RELATED. DEVOTES 2 HRS/MNTH. NONE DURING TRADING. NON-PROFIT ORGANIZATION. 4)WEST CENTRAL WINE, 1120 CENTRAL AVE, MIDDLETOWN, OH, 10/2016 AS PART-OWNER OF A WINE BAR. NIR - 1/WK - 0/TRADING. 5)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 10/WK - 10/TRADING. 06/30/04. 6)NENNI & COMPANY, CPA??S, 1064 N UNIVERSITY BLVD, MIDDLETOWN, OH, CPA/ENROLLED AGENT/TAX PREP/ ACCOUNTING SERVICES, 07/01/77, OWNER, NIR, 30 HR/WK- 6/TRADING HR. 7)NENNI FINANCIAL SERVICES, 1064 N University Blvd, Middletown OH 45042, United States, 07/2026, REGISTERED ADMIN, DBA NAME, NIR, 2 HR/MO - 1 HR/MO TRADING.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-06-15
S65 Uniform Investment Adviser Law Examination 2004-08-10
  • S63 Uniform Securities Agent State Law Examination
    2006-06-15
  • S65 Uniform Investment Adviser Law Examination
    2004-08-10

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Middletown, OH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor