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27777 Franklin Road Suite 700, Southfield, MI 48034 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2023-11-17 |
Branch Locations
36 W Main Street, Centerburg, OH 43011 • United States
27777 Franklin Road Suite 700, Southfield, MI 48034 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| W & S Brokerage Services | Cincinnati | OH | 11/2022 | 10/2023 |
| Western & Southern Life | Miamisburg | OH | 10/2022 | 10/2022 |
| Not Working | Dayton | OH | 06/2022 | 10/2022 |
| Central Transport | Cincinnati | OH | 08/2021 | 06/2022 |
| Yellow Roadway | Cincinnati | OH | 10/1999 | 08/2021 |
| Corecap Advisors, Llc | Southfield | MI | 11/2023 | Present |
| Corecap Investments, Llc | Southfield | MI | 11/2023 | Present |
| Cooper Adel Vu Financial | Centerburg | OH | 11/2023 | Present |
*Cooper, Adel, Vu Financial; Financial advisor; Provide financial services including insurance and annuity sales; approx. 160 hours per month; approx. 130 hours per month during trading hours; similar clientele
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-07-03 |
| S63 | Uniform Securities Agent State Law Examination | 2023-03-03 |
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