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Current Employers
Corecap Advisors

27777 Franklin Road Suite 700, Southfield, MI 48034 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2024-01-23
OH RA APPROVED 2024-01-19
IN RA APPROVED 2024-01-18
  • KY RA
    APPROVED
    Since 2024-01-23
  • OH RA
    APPROVED
    Since 2024-01-19
  • IN RA
    APPROVED
    Since 2024-01-18

Branch Locations

36 West Main Street, Centerburg, OH 43011 • United States

27777 Franklin Road Suite 700, Southfield, MI 48034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade Cincinnati OH 07/2015 09/2018
Td Ameritrade, Inc. West Chester OH 02/2018 12/2022
Td Ameritrade Investment Management, Llc Omaha NE 02/2018 12/2022
Charles Schwab And Co., Inc. Cincinnati OH 12/2022 01/2024
Corecap Investments, Llc Southfield MI 01/2024 Present
Corecap Advisors, Llc Southfield MI 01/2024 Present
Cooper, Adel, Vu Financial Centerburg OH 01/2024 Present
  • 07/2015 → 09/2018
    Scottrade
    Cincinnati, OH
  • 02/2018 → 12/2022
    Td Ameritrade, Inc.
    West Chester, OH
  • 02/2018 → 12/2022
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 12/2022 → 01/2024
    Charles Schwab And Co., Inc.
    Cincinnati, OH
  • 01/2024 → Present
    Corecap Investments, Llc
    Southfield, MI
  • 01/2024 → Present
    Corecap Advisors, Llc
    Southfield, MI
  • 01/2024 → Present
    Cooper, Adel, Vu Financial
    Centerburg, OH
Previous Registrations
  • 2022-01-27 → 2024-01-10
    Cincinnati, OH
    Cincinnati, OH
  • 2018-02-26 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Cincinnati, OH
  • 2018-02-27 → 2022-10-14
    Td Ameritrade, Inc.
    West Chester, OH
    Cincinnati, OH
  • 2017-01-27 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
Other Businesses

* Get Huge Entertainment, LLC; Manager; Music production, performance, and promotion; approx. 10 hours per month; approx. 0 hours per month during trading hours. *Cooper, Adel, Vu Financial; Financial Advisor; Meet with clients for investment and tax planning; approx. 160 hours per month; approx. 114 hours per month during trading hours; similar clientele

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-01-27
S63 Uniform Securities Agent State Law Examination 2007-10-22
  • S66 Uniform Combined State Law Examination
    2017-01-27
  • S63 Uniform Securities Agent State Law Examination
    2007-10-22
Designations

View on SEC IAPD

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