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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-06-04
TX RA APPROVED_RES 2024-05-15
  • FL RA
    APPROVED
    Since 2024-06-04
  • TX RA
    APPROVED_RES
    Since 2024-05-15

Branch Locations

300 S Orange Ave, Orlando, FL 32801 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Clermont FL 07/2021 Present
Encore Group Llc Orlando FL 09/2017 07/2021
Expedia Local Expert Orlando FL 12/2016 09/2017
University Of Central Florida- Orlando FL 08/2016 06/2021
  • 07/2021 → Present
    Clermont, FL
  • 09/2017 → 07/2021
    Encore Group Llc
    Orlando, FL
  • 12/2016 → 09/2017
    Expedia Local Expert
    Orlando, FL
  • 08/2016 → 06/2021
    University Of Central Florida-
    Orlando, FL
Other Businesses

Name of the other business: Encore Event Technologies, IncWhether the business is investment-related: Not investment-relatedAddress of the other business: Lake Buena Vista, Florida, 32830,Nature of the other business: The nature of the entity is audio visual event equipment set up at hotels.Your position: Part-time Casual Technician (Employee)Title, or relationship with the other business: TechnicianStart date of your relationship: 11/2023 may be working after 04/2024Approximate number of hours/month you devote to the other business: 4-6hr/mo OccasionallyNumber of hours you devote to the other business during securities trading hours: 0Briefly describe your duties relating to the other business: My responsibility and duties are to set up the equipment for conference meetings I*1590259, Entity Type Entity For Profit, Name of OBA:encore event technologies inc Address: lake buena vista, FL Investment Related: No Position Employee, Title, Association: Employee Employee Start Date: 04/30/2024 No Hours: 45 Yearly No Hours during trading:4 Duties: The nature of the entity is audio visual event equipment set up at hotels. My responsibility is to set up the equipment for conference meetings

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-12
  • S66 Uniform Combined State Law Examination
    2024-03-12
Other Names
  • Khristian Adriane Soto
  • Khristian Adriane Sotosanchez
  • Khristian Soto-Sanchez

View on SEC IAPD

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