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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-05-16
  • FL RA
    APPROVED
    Since 2024-05-16

Branch Locations

396 Alhambra Cir 8Th Fl [D2-Rbo], Coral Gables, FL 33134 • United States

11765 S Dixie Hwy, Miami, FL 33156 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Miami FL 03/2023 Present
Wells Fargo Bank, Na Miami FL 03/2023 Present
Regions Bank Kissimmee FL 02/2021 02/2023
Wells Fargo Bank Miami FL 12/2013 11/2020
  • 03/2023 → Present
    Miami, FL
  • 03/2023 → Present
    Wells Fargo Bank, Na
    Miami, FL
  • 02/2021 → 02/2023
    Regions Bank
    Kissimmee, FL
  • 12/2013 → 11/2020
    Wells Fargo Bank
    Miami, FL
Other Businesses

BETTER TOGETHER VACATION HOME LLC, INV RELATED, DAVENPORT, FL, 100% OWNERSHIP, START 2/12/2022, 8 HOURS PER MONTH, ZERO HOURS DURING TRADING, HOLDS RENTAL PROPERTY. RENTAL PROPERTY; INV. RELATED; DAVENPORT, FL; CO-OWNER; START DATE 4/2023; 0 HRS PER MONTH; DUTIES: COLLECT PAYMENT MONTHLY. RENTAL PROPERTY; INV. RELATED; HOMESTEAD, FL; CO-OWNER; START DATE 1/2023; 0 HRS PER MONTH; DUTIES: COLLECT PAYMENT MONTHLY.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-15
S63 Uniform Securities Agent State Law Examination 2023-06-02
  • S66 Uniform Combined State Law Examination
    2024-05-15
  • S63 Uniform Securities Agent State Law Examination
    2023-06-02
Other Names
  • Mairelys Salazar Gonzalez

View on SEC IAPD

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