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James Francisco Enriquez

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Phoenix, AZ

CRD 7656400

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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-05-30
CA RA APPROVED 2024-05-21
  • TX RA
    APPROVED
    Since 2024-05-30
  • CA RA
    APPROVED
    Since 2024-05-21

Branch Locations

2555 E Camelback Rd, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Mesa AZ 10/2022 Present
Bbq Island Tempe AZ 05/2021 10/2022
Citywide Facility Solutions Phoenix AZ 02/2021 05/2021
Job Seeking/Unemployed Gilbert AZ 08/2020 02/2021
Home Depot Chandler AZ 08/2017 08/2020
Job Seeking/Unemployed Gilbert AZ 07/2017 08/2017
Quiktrip Gilbert AZ 02/2014 07/2017
  • 10/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Mesa, AZ
  • 05/2021 → 10/2022
    Bbq Island
    Tempe, AZ
  • 02/2021 → 05/2021
    Citywide Facility Solutions
    Phoenix, AZ
  • 08/2020 → 02/2021
    Job Seeking/Unemployed
    Gilbert, AZ
  • 08/2017 → 08/2020
    Home Depot
    Chandler, AZ
  • 07/2017 → 08/2017
    Job Seeking/Unemployed
    Gilbert, AZ
  • 02/2014 → 07/2017
    Quiktrip
    Gilbert, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-11
  • S66 Uniform Combined State Law Examination
    2024-05-11
Other Names
  • Jimmy Enriquez
  • Jim Enriquez

View on SEC IAPD

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Nearby Offices

EW ADVISER, LLC · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ

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