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Timothy Philip Falleri

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Scottsdale, AZ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-05-30
CA RA APPROVED 2023-03-17
  • TX RA
    APPROVED
    Since 2023-05-30
  • CA RA
    APPROVED
    Since 2023-03-17

Branch Locations

8828 E Pinnacle Peak Rd, Scottsdale, AZ 85255 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Glendale AZ 11/2022 Present
Bank Of America St. Louis MO 09/2018 11/2022
Bank Of America Springfield MO 01/2016 09/2018
Missouri State University Springfield MO 08/2015 08/2018
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-16
  • S66 Uniform Combined State Law Examination
    2023-03-16
Other Names
  • Tim Falleri

View on SEC IAPD

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Other Offices

BRIDGELIGHT CAPITAL LLC · SCOTTSDALE, AZ
MERCER GLOBAL ADVISORS INC. · Scottsdale, AZ
LPL FINANCIAL LLC · SCOTTSDALE, AZ
IRONWOOD WEALTH ADVISORS, LLC · SCOTTSDALE, AZ
PAUL MARASCALCO REGISTERED INVESTMENT ADVISOR · SCOTTSDALE, AZ
CETERA INVESTMENT ADVISERS LLC · SCOTTSDALE, AZ
FAITH INVESTOR SERVICES · Scottsdale, AZ
MERIDIAN WEALTH MANAGEMENT, LLC · Scottsdale, AZ

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