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Richard Roland Radke

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bel Air, MD

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-05-12
MD RA APPROVED 2023-04-11
  • TX RA
    APPROVED
    Since 2023-05-12
  • MD RA
    APPROVED
    Since 2023-04-11

Branch Locations

39 E Churchville Rd, Bel Air, MD 21014 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Baltimore MD 01/2018 Present
Gap Inc Columbia MD 06/2007 11/2017
Bank Of America N.A. Baltimore MD 01/2023 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-22
  • S66 Uniform Combined State Law Examination
    2023-02-22
Other Names
  • Richard Radke

View on SEC IAPD

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Other Offices

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · BEL AIR, MD
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Bel Air, MD
OSAIC WEALTH, INC. · BEL AIR, MD
FOUNDERS FINANCIAL SECURITIES LLC · BEL AIR, MD
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · BEL AIR, MD
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Bel Air, MD
AMERIPRISE FINANCIAL SERVICES, LLC · Bel Air, MD
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Be Air, MD

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