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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-02-19 |
| CA | RA | APPROVED | 2025-10-01 |
Branch Locations
1 Corporate Drive Suite 205, Shelton, CT 06484 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Palo Alto | CA | 10/2022 | 08/2025 |
| Homemaking | Palo Alto | CA | 11/2021 | 10/2022 |
| Hft Investment Management Co., Ltd | Shanghai | 11/2015 | 11/2021 | |
| Bank Of America N.A. | Palo Alto | CA | 01/2023 | 08/2025 |
| Homemaking | Palo Alto | CA | 08/2025 | 09/2025 |
| Lpl Enterprise, Llc | San Jose | CA | 10/2025 | Present |
1. 09/25/2025 - Zhihui Wang - Real Estate Rental - Los Altos, CA - INV REL - Start Date 08/01/2017 - 1hrs/mth | 0hrs during trading 2. 09/25/2025 - Zhihui Wang - Real Estate Rental - Pleasanton, CA - INV REL - Start Date 08/17/2025 - 1hrs/mth | 0hrs during trading 3. 09/25/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Palo Alto, CA - INV REL - Start Date 09/24/2025 - 160hrs/mth | 160hrs during trading 4. 09/25/2025 - ZHIHUI WANG - N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Palo Alto, CA - INV REL - Start Date 09/24/2025 - 160hrs/mth | 160hrs during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-02-24 |
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