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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-07-27
MD RA APPROVED 2023-04-05
  • TX RA
    APPROVED
    Since 2023-07-27
  • MD RA
    APPROVED
    Since 2023-04-05

Branch Locations

2105 Rock Spring Rd, Bel Air, MD 21050 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Columbia MD 10/2022 Present
Cummings And Company Baltimore MD 11/2018 10/2022
Redbeard's Collectable Cards And Games Baltimore MD 04/2016 02/2019
Bob Bell Baltimore MD 05/2017 11/2018
Ultrazone Baltimore MD 08/2002 04/2017
Ultrazone Baltimore MD 12/2019 07/2020
Bob Bell Baltimore MD 07/2019 08/2019
Wawa Baltimore MD 11/2019 12/2019
Redbeard's Ccg Baltimore MD 04/2016 02/2019
Cummings And Company Realtors Baltimore MD 11/2018 11/2022
Bank Of America N.A. Columbia MD 01/2023 Present
  • 10/2022 → Present
    Columbia, MD
  • 11/2018 → 10/2022
    Cummings And Company
    Baltimore, MD
  • 04/2016 → 02/2019
    Redbeard's Collectable Cards And Games
    Baltimore, MD
  • 05/2017 → 11/2018
    Bob Bell
    Baltimore, MD
  • 08/2002 → 04/2017
    Ultrazone
    Baltimore, MD
  • 12/2019 → 07/2020
    Ultrazone
    Baltimore, MD
  • 07/2019 → 08/2019
    Bob Bell
    Baltimore, MD
  • 11/2019 → 12/2019
    Wawa
    Baltimore, MD
  • 04/2016 → 02/2019
    Redbeard's Ccg
    Baltimore, MD
  • 11/2018 → 11/2022
    Cummings And Company Realtors
    Baltimore, MD
  • 01/2023 → Present
    Bank Of America N.A.
    Columbia, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-03
  • S66 Uniform Combined State Law Examination
    2023-04-03

View on SEC IAPD

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