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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-06-02
  • NJ RA
    APPROVED
    Since 2023-06-02

Branch Locations

202 Carnegie Ctr Ste 201, Princeton, NJ 08540 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 10/2022 04/2023
Unemployed Hamilton NJ 06/2022 10/2022
Td Bank Hamilton NJ 03/2022 06/2022
Unemployed Hamilton NJ 12/2021 03/2022
The College Of New Jersey Ewing NJ 01/2020 12/2021
Mercer County Community College West Windsor NJ 12/2018 06/2019
Kohl's Hamilton NJ 06/2019 09/2019
Old Navy Hamilton NJ 02/2017 12/2018
Unemployed Hamilton NJ 12/2016 02/2017
Ross Athens NJ 08/2016 12/2016
Unemployed Hamilton NJ 09/2019 01/2020
John H Ruhl Princeton NJ 04/2023 Present
Northwestern Mutual Investment Services Llc Princeton NJ 05/2023 Present
  • 10/2022 → 04/2023
    Pennington, NJ
  • 06/2022 → 10/2022
    Unemployed
    Hamilton, NJ
  • 03/2022 → 06/2022
    Td Bank
    Hamilton, NJ
  • 12/2021 → 03/2022
    Unemployed
    Hamilton, NJ
  • 01/2020 → 12/2021
    The College Of New Jersey
    Ewing, NJ
  • 12/2018 → 06/2019
    Mercer County Community College
    West Windsor, NJ
  • 06/2019 → 09/2019
    Kohl's
    Hamilton, NJ
  • 02/2017 → 12/2018
    Old Navy
    Hamilton, NJ
  • 12/2016 → 02/2017
    Unemployed
    Hamilton, NJ
  • 08/2016 → 12/2016
    Ross
    Athens, NJ
  • 09/2019 → 01/2020
    Unemployed
    Hamilton, NJ
  • 04/2023 → Present
    John H Ruhl
    Princeton, NJ
  • 05/2023 → Present
    Princeton, NJ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-17
  • S66 Uniform Combined State Law Examination
    2023-02-17

View on SEC IAPD

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