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Alex M Fels

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Yardley, PA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2026-06-22
TX RA APPROVED 2024-02-29
  • PA RA
    APPROVED
    Since 2026-06-22
  • TX RA
    APPROVED
    Since 2024-02-29

Branch Locations

1040 Stony Hill Rd, Yardley, PA 19067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America Brooklyn NY 10/2022 Present
Unemployed Brooklyn NY 08/2021 10/2022
The Good Nurse Productions, Llc Stamford CT 02/2021 06/2021
Unemployed Brooklyn NY 05/2019 02/2021
Lantern Entertainment, Llc New York NY 07/2018 05/2019
The Weinstein Company New York NY 09/2017 07/2018
The Weinstein Company New York NY 09/2016 05/2017
New York University New York NY 08/2014 05/2017
Unemployed Brooklyn NY 05/2017 09/2017
  • 10/2022 → Present
    Bank Of America
    Brooklyn, NY
  • 08/2021 → 10/2022
    Unemployed
    Brooklyn, NY
  • 02/2021 → 06/2021
    The Good Nurse Productions, Llc
    Stamford, CT
  • 05/2019 → 02/2021
    Unemployed
    Brooklyn, NY
  • 07/2018 → 05/2019
    Lantern Entertainment, Llc
    New York, NY
  • 09/2017 → 07/2018
    The Weinstein Company
    New York, NY
  • 09/2016 → 05/2017
    The Weinstein Company
    New York, NY
  • 08/2014 → 05/2017
    New York University
    New York, NY
  • 05/2017 → 09/2017
    Unemployed
    Brooklyn, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-02-05
  • S66 Uniform Combined State Law Examination
    2024-02-05
Other Names
  • Alex Fels

View on SEC IAPD

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Other Offices

MORGAN STANLEY · Yardley, PA
STIFEL, NICOLAUS & COMPANY, INCORPORATED · YARDLEY, PA
OSAIC WEALTH, INC. · YARDLEY, PA
MML INVESTORS SERVICES, LLC · Yardley, PA
VENTURA WEALTH MANAGEMENT · YARDLEY, PA
LPL FINANCIAL LLC · YARDLEY, PA
ALLSTATE FINANCIAL ADVISORS, LLC · Yardley, PA
CROSSOVER CAPITAL · YARDLEY, PA

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