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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-05-12
WA RA APPROVED 2023-02-27
  • TX RA
    APPROVED
    Since 2023-05-12
  • WA RA
    APPROVED
    Since 2023-02-27

Branch Locations

401 Union St, Seattle, WA 98101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Seattle WA 10/2022 Present
Flyhomes Seattle WA 01/2022 07/2022
Unemployed Seattle WA 08/2022 10/2022
Unemployed Seattle WA 11/2021 12/2021
Memoryblue Seattle WA 06/2021 11/2021
Sweet Sally Orchards Zillah WA 06/2020 08/2020
Yakima Tennis Club Yakima WA 06/2019 08/2019
Yakima Tennis Club Yakima WA 05/2018 08/2018
Washington State University Pullman WA 08/2017 05/2021
Sozo Sports Yakima WA 05/2017 07/2017
White Pass Ski Area White Pass WA 12/2016 03/2017
La Salle High School Union Gap WA 06/2013 06/2017
Bank Of America, N.A. Seattle WA 01/2023 Present
  • 10/2022 → Present
    Seattle, WA
  • 01/2022 → 07/2022
    Flyhomes
    Seattle, WA
  • 08/2022 → 10/2022
    Unemployed
    Seattle, WA
  • 11/2021 → 12/2021
    Unemployed
    Seattle, WA
  • 06/2021 → 11/2021
    Memoryblue
    Seattle, WA
  • 06/2020 → 08/2020
    Sweet Sally Orchards
    Zillah, WA
  • 06/2019 → 08/2019
    Yakima Tennis Club
    Yakima, WA
  • 05/2018 → 08/2018
    Yakima Tennis Club
    Yakima, WA
  • 08/2017 → 05/2021
    Washington State University
    Pullman, WA
  • 05/2017 → 07/2017
    Sozo Sports
    Yakima, WA
  • 12/2016 → 03/2017
    White Pass Ski Area
    White Pass, WA
  • 06/2013 → 06/2017
    La Salle High School
    Union Gap, WA
  • 01/2023 → Present
    Bank Of America, N.A.
    Seattle, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-24
  • S66 Uniform Combined State Law Examination
    2023-02-24

View on SEC IAPD

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